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Posted Today
Pharmatek
- Morrisville, NC
The Director of Finance manages all aspects of accounting and finance for the RTP site. The position reports directly to the VP Finance for Drug Delivery Solutions and Clinical Services and reports to the General Manager for the RTP Site. This position is responsible for overseeing month end close, ensuring the integrity of the financial statements; financial planning and analysis for the site, an
Posted 1 day ago
The Compliance Analyst II position performs assigned routine compliance testing tasks, prepares workpapers according to the enterprise standards and deals with routine compliance issues. The analyst will follow established guidelines and procedures and may also assist in monitoring regulatory issues. Job Responsibilities Responsible for understanding line of business impact of new and changing com
Posted 5 days ago
The Compliance Analyst II position performs assigned routine compliance testing tasks, prepares workpapers according to the enterprise standards and deals with routine compliance issues. The analyst will follow established guidelines and procedures and may also assist in monitoring regulatory or audit issues. Job Responsibilities Responsible for understanding line of business impact of new and cha
Posted 5 days ago
/ / Executive Director Treasury Management Officer Commercial Banking Corporate Client Banking Charlotte Req # 180039700 Location Charlotte , NC , US Job Category Relationship Management/Sales Potential Referral Amount 0 US Dollar (USD) Executive Director TreasuryManagement Officer Commercial Banking CorporateClient Banking Charlotte Commercial Banking Overview Commercial Bankingoffers clients
Posted 6 days ago
; Produces additional revenue for the dealership by selling finance and insurance programs and other appropriate after ale items to new and used vehicles. ESSENTIAL JOB REQUIREMENTS AND RESPONSIBILITIES Be directly responsible for the following items, as set at the sole discretion of the company, which may be changed from time to time Protect the legal and financial welfare of the dealership. Sup
Posted 7 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
We are currently looking to hire a Compliance Analyst within the Surveillance Department, which is a part of LPL's Governance, Risk & Compliance (GRC) organization. The Compliance Analyst, Surveillance will be responsible for the monitoring and oversight of financial advisor sales activities and related supervision of those activities. Essential Functions Reviewing exception reports to detect and
Posted 20 days ago
JOB SUMMARY Reports into the Manager, Internal Audit. Responsible for planning, performing, and reporting business unit audits across the organization. Conducts special projects as authorized by the Director of Internal Audit. Requires experience in Accounting or Operations Management with a finance focus. Requires strong project management skills. Requires ability to multi task and prioritize. Re
Posted 1 month ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
We are currently looking to hire a Staff Auditor within the Internal Audit department. This individual will be responsible for executing finance and operations related internal audits, SOX control testing, process reviews and various ad hoc projects assigned to them. Including but not limited to the following requirements Essential Functions Execute all areas of audits including risk assessments,
Posted 1 month ago
This position serves as a team member on more complex audits, working under the direction of audit leadership and management. Typically involved in activities such as the preparation of detailed programs for audits, the review of complex financial, operational, compliance and risk systems, processes and procedures to determine efficiency, effectiveness and alignment with internal policies, procedu
Posted 1 month ago
This position serves as a team member on more complex audits, working under the direction of audit leadership and management. Typically involved in activities such as the preparation of detailed programs for audits, the review of complex financial, operational, compliance and risk systems, processes and procedures to determine efficiency, effectiveness and alignment with internal policies, procedu
Posted 1 month ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
The Analyst, Advisor Review is responsible for knowledge of compliance review of supervisory conflicts for existing LPL supervisors including review and approval of supervisors wishing to join LPL Financial. Furthermore, the Analyst will have knowledge of the compensation plan review requirements for LPL offices that aggregate and redistribute compensation at the local level. Additional projects r
Posted 1 month ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
LPL Financial is the nation's largest independent broker/dealer and fourth largest broker/dealer with more than 14,000 independent financial advisors in more than 4,000 branch offices nationwide. LPL Financial has been ranked the number one broker/dealer in its class consistently over the past 10 years. We are currently looking to hire an Analyst within the Surveillance Department, which is a part
Posted 2 months ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
We are currently looking to hire an IT Staff Auditor within the Internal Audit department. This individual will be responsible for executing information technology (IT) internal audits, SOX control testing, process reviews and various ad hoc projects assigned to them. Including but not limited to the following requirements Essential Functions Execute all areas of audits including risk assessments
Posted 2 months ago
Sonoco
- Hartsville, SC
Assists with risk assessment activities, preparation of the annual internal audit plan and updating of audit programs as needed. Performs corporate, division and plant level, SOX or compliance audits Assists with audit scoping and fieldwork planning Identifies risks and internal controls and helps the Senior Internal Auditor or Manager tailor audit procedures required to meet audit objectives May
Posted 2 months ago
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