The Global RA Manager contributes to the Company's success by managing the Corporate R&D Pipeline (projects in R&D Development) by providing regulatory guidance to the R&D Global Core Team as well as other non R&D functions, as needed. Main Responsibilities 1) Contributes to company success with collaboration from TA head 2) Accountable for global/regional regulatory stra

Compliance Oversight Manages a team of associates who analyze internal processes and systems for data gaps, discrepancies, or other compliance related issues. Oversees the implementation of necessary changes to business processes, systems, or programs in accordance with external laws and regulations. Leads the review and execution of enterprise wide initiatives that ensur

This position performs work in the athletic compliance office to ensure integrity with all NCAA, ACC, and Wake Forest University (WFU) rules and regulations, primarily assisting the compliance staff and working with the WFU coaches/sport specific staff members. Works directly with the Assistant Athletic Director/Compliance, Director of Compliance, and Sr. Associate AD/Com

JOB DESCRIPTION Make your mark for patients. We're here because we want to build the future and transform patients' lives for the better. At UCB, our people are our experiences and achievements, our passion and drive. That's why we're looking for talented individuals with diverse backgrounds and experiences not just the best and brightest, but those who care about making

Serve as a subject matter expert, including consulting in meetings or other forums, providing scientific support to academic and community partners, and developing or reviewing dissemination products. Lead or provide methodological expertise in qualitative and/or quantitative research methods, including major input to study design, instrument development, data collection,

Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c

Manage Regulatory Compliance Develop and maintain Compliance Framework. Ensure compliance with regulations. Ensure third party partners meet Regulatory requirements. Control Testing strategy and implementation, day to day compliance oversight and remediation of third party Compliance related issues. Partner with Line of Business, Compliance and third parties to ensure all

FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t

Develop strong relationships with key business and risk partners, while providing appropriate and timely responses to business line and other inquiries. Maintain an understanding of Allspring's operations and regulatory guidance/expectations Test, draft, and provide advice and guidance on 38a 1 and 206(4) 7 policies & procedures, as well as regulations Conduct third party

Data Analysis Sources, validates, and interprets data. Analyzes data for discrepancies and risks, effectively communicates analysis output. Compliance Review Researches and investigates unusual activity or flagged documentation, processes, and transactions. Ensure compliance with applicable laws, regulations, policies, and procedures. Resolves issues, clears exceptions, o

Maintain a thorough understanding of Allspring's global business activities and its policies and procedures, including the Code of Ethics and relevant policies to manage conduct risk Perform daily and periodic conduct risk monitoring activities and forensic testing, including monitoring of personal investments, outside business activities, gifts and entertainment, politic

Compliance Oversight Manages a team of associates who analyze internal processes and systems for data gaps, discrepancies, or other compliance related issues. Oversees the implementation of necessary changes to business processes, systems, or programs in accordance with external laws and regulations. Leads the review and execution of enterprise wide initiatives that ensur

Manage Regulatory Compliance Develop and maintain Compliance Framework. Ensure compliance with regulations. Ensure third party partners meet Regulatory requirements. Control Testing strategy and implementation, day to day compliance oversight and remediation of third party Compliance related issues. Partner with Line of Business, Compliance and third parties to ensure all

Plug into the growing team as a Product Compliance Specialist in Charlotte, NC. At Advantage xPO, we are committed to your success and can connect you with our phenomenal client by ensuring that your resume is reviewed with top priority. Join forces with our dedicated team that values you, offers an abundance of opportunities for your professional development, and is eage

Manage daily requests for information for imports and exports in a timely and accurate manner. Coordinate the logistics and documentation for export shipments. Serve as a company contact with internal stakeholders and external service providers including customs brokers, logistics providers, suppliers, and customers. Assist with product tariff classification. Ensure compl