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Compliance Officer
Allspring Global Investments
-
Menomonee Falls, WI / Boston, MA / Charlotte, NC
Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements. Lead and manage projects with minimal supervision related to marketing communications. Experience with working with all levels of the organization to provide the busi
Email Job
Posted 8 days ago
Senior Compliance Analyst
Allspring Global Investments
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Boston, MA / Charlotte, NC / Menomonee Falls, WI
Manage the NFA/CFTC Compliance Program and related activities Assist in reviewing NFA/CFTC regulatory developments with Compliance and Legal partners to ensure impact reviews and assessments are conducted Complete international and domestic regulatory filings and reporting Work effectively with Compliance and business line subject matter experts to implement and maintain
Email Job
Posted 4 days ago
Director of Privacy, International (Remote)
Quest Diagnostics Incorporated
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Greensboro, NC / Secaucus, NJ
The Director of Privacy, International will interface with Quest Diagnostics colleagues internationally and domestically on in country and cross border privacy and data protection issues. Working with the Privacy Office, Compliance and Legal, provide advice, guidance and support to a broad range of corporate functions related to the application of privacy laws, regulation
Email Job
Posted 6 days ago
Sr. Compliance Analyst
Duke Energy
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Charlotte, NC / St. Petersburg, FL
More than a career a chance to make a difference in people's lives. Build an exciting, rewarding career with us help us make a difference for millions of people every day. Consider joining the Duke Energy team, where you'll find a friendly work environment, opportunities for growth and development, recognition for your work, and competitive pay and benefits. Job Summary R
Email Job
Posted 5 days ago
Senior Regulatory Affairs Specialist
Bioventus
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Durham, NC
Are you ready to work for a more active world? At Bioventus, our business depends on developing our people. We invest in you and challenge you to be the best. We value our colleagues for their different perspectives and individual contributions, and our leaders listen. Our success rests on working together to achieve shared goals and rewards. Join a diverse team of global
Email Job
Posted 15 days ago
Principal Auditor, US Financial Risk - Credit Risk - Assistant Vice President
Deutsche Bank
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Cary, NC
Job Title Principal Auditor, US Financial Risk Credit Risk Corporate Title Assistant Vice President Location Cary, NC Overview Group Audit (GA) is a professional, business focused, proactive risk based global function that operates with transparency, integrity, and independence, and assists the Bank's business and infrastructure areas to identify key control weaknesses. A
Email Job
Posted 6 days ago
Global Regulatory Affairs Manager
Chiesi
-
Cary, NC
The Global RA Manager (US Regional Regulatory Lead) contributes to the Company's success by managing the US Regional and in some cases global Regulatory strategy by providing regulatory guidance to the R&D Global Core Team as well as other non R&D functions. Main Responsibilities 1) Contributes to company success with collaboration from the Regulatory TA head 2) Accountab
Email Job
Posted 15 days ago
Senior Compliance Manager
Comerica Bank
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Charlotte, NC
Manage Regulatory Compliance Develop and maintain Compliance Framework. Ensure compliance with regulations. Ensure third party partners meet Regulatory requirements. Control Testing strategy and implementation, day to day compliance oversight and remediation of third party Compliance related issues. Partner with Line of Business, Compliance and third parties to ensure all
Email Job
Posted 24 days ago
Regulatory Affairs Manager
Koch Business Solutions, LP
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Atlanta, GA / Charlotte, NC / Dallas, TX / 4 more...
Your Job The Product Safety & Regulatory Compliance Team is seeking a Regulatory Affairs Manager to join our team. This role will support the Koch Agronomic Services (KAS) Business (subsidiary of Koch Industries, Inc.) and will partner with various Koch resources to integrate product compliance and risk management controls during all phases of product development and comm
Email Job
Posted 11 days ago
Compliance Analyst
Allspring Global Investments
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Boston, MA / Charlotte, NC / Menomonee Falls, WI / 1 more...
Support the centralized monitoring program by performing risk based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violations identified through monitoring activities. Partner with business and compliance colleagues to enhance and develop compliance controls and new c
Email Job
Posted 21 days ago
Regulatory Manager, Devices
GlaxoSmithKline
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Durham, NC / Collegeville, PA
Site Name UK Hertfordshire Ware RD, Durham Blackwell Street, GSK House, USA Pennsylvania Upper Providence Posted Date May 2 2024 As Regulatory Manager for devices, you will manage the overall global regulatory and advocacy strategy for GSK's portfolio of combination product devices (injectable and inhalation) across modalities and lifecycle We create a place where people
Email Job
Posted 12 days ago
Remote Retirement Plan Compliance Analyst
Ascensus
-
Philadelphia, PA / Atlanta, GA / Baxter, MN / 11 more...
FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t
Email Job
Posted 21 days ago
Global Regulatory Affairs Manager
Chiesi
-
Cary, NC
The Global RA Manager contributes to the Company's success by managing the Corporate R&D Pipeline (projects in R&D Development) by providing regulatory guidance to the R&D Global Core Team as well as other non R&D functions, as needed. Main Responsibilities 1) Contributes to company success with collaboration from TA head 2) Accountable for global/regional regulatory stra
Email Job
Posted 21 days ago
Senior Compliance Analyst
Allspring Global Investments
-
Boston, MA / Charlotte, NC
Maintain a thorough understanding of Allspring's global business activities and its policies and procedures, including the Code of Ethics and relevant policies to manage conduct risk Perform daily and periodic conduct risk monitoring activities and forensic testing, including monitoring of personal investments, outside business activities, gifts and entertainment, politic
Email Job
Posted 22 days ago
Research Assistant Intern - Education Statistics (Bachelor's Students)
American Institutes for Research
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Washington, DC / Arlington, VA / Chapel Hill, NC / 6 more...
Research Assistant Intern Education Statistics (Bachelor's Students) Job Location US Remote | US DC | US VA Arlington | US NC Chapel Hill | US Chicago | US MD Columbia | US MD Rockville | US CA Sacramento | US WA Seattle | US MA Waltham Job ID 13003 Job Location United States Category Internship Overview Join AIR as a Research Assistant Intern with our Education Statistic
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Posted 11 days ago
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